Web27 Feb 2024 · If the complaint is not resolved, it can be filed against the broker/investment adviser with SEBI, NSE and BSE. Types of complaints. Complaints against broker for non-issuance of documents by ... Web17 Jan 2024 · All you need to do is to send your grievance to them in plain sheet of paper with other relevant documents (photocopies). You can send your envelope to one of the …
Can we file complaint against forex brokers through SEBI
Web10 Apr 1992 · APPLICATION FOR REGISTRATION WITH SEBI AS A STOCK BROKER . 1. Name of applicant Member-Broker: 2. Trade name of member, firm, corporate body, institution: ... Details of court cases pending against the member stock broker, if any. 18. Number of complaints forwarded by stock exchange or SEBI/Government which are yet to … WebInvestors must beware of unauthorized brokers, who may not be SEBI registered entities and who can defraud you. Only deal with a SEBI registered broker and do not be swayed by incentives. Always check for SEBI registration no. of your broker. Basic Instructions Don't forget to strike off blanks in your KYC (.pdf) the drainage basin of a stream is
SEBI Redressal of complaints against Stock Brokers and …
Web17 Jan 2024 · Complaints related to Accounting Manipulation by Listed Companies can be sent to SEBI. Registrars & Transfer Agents You can file your grievance with SEBI against Registrars & Transfer Agents and their deficiencies in providing appropriate services. Non-Demat/Remat SEBI will entertain your grievance if it’s related to Non-Demat/Remat as well. WebProcedure to file a complaint on SEBI SCORES: Register on SCORES portal. Mandatory details for filing complaints on SCORES: Name, PAN, Address, Mobile Number, E-mail ID. Benefits: Effective Communication, Speedy redressal of the grievances ... including an authorized person or an associate of the broker, other than a SEBI registered Stock ... Web14 Apr 2024 · Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2024. Procedure to file a complaint on SEBI SCORES: Register on SCORES portal. Mandatory details for filing complaints on SCORES: Name, PAN, Address, Mobile Number, E-mail ID. the drainage district